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Compliance Manager Job Details


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Compliance Manager (Ref: HML/Q5407)
Location: England, South West -
Contact Name: MBA
Salary & Benefits: £40000 - £50000 per annum + bonus + benefits
Job Description: Operating within the fast moving & competitive Private Equity & Property market, this Business Services organisation is renowned for innovative and high quality client service. Supporting a broad range of organisations, the business continues to experience ongoing, profitable growth. As a result, an opportunity for a Compliance Manager to support the MD exists. Your brief includes:

·Responsibility for the compliance function for both fund and fiduciary
·Review of rule changes, new guidance and assessment of business impact
·Due Diligence review undertaken for new clients - providing legal/regulatory advice
·Assisting with review and risk assessment of contract documents for new business
·Compliance reporting to client Boards to specific formats and standards

Additionally, you will co-ordinate regulatory visits & internal audits alongside annual, quarterly and monthly reporting for senior management and external bodies. As a qualified accountant with a strong compliance track record, gained ideally within the Financial Services sector, you will demonstrate knowledge of fund & fiduciary regulations and risk assessment, strong commercial awareness and the ability to implement process and compliance improvements.
Job Type: Permanent
Job Role: IT Audit Manager
Industry: Commerce & Industry
Industry Sector: Business Services
Job Ref#: HML/Q5407
Post Date: 11/20/2009 02:07:41
Qualifications: Qualified
 
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